Outsourced Compliance

Saving you time and money

Our compliance officers are gifted influencers and problem solvers having navigated through the most complex compliance environments.

Using our strategic and practical experience and knowledge of the regulatory landscape, we offer  a scalable solution that solves for the holistic needs of our clients.

Whether you are a start-up, large enterprise or a compliance team looking for additional support, we have a solution for you that spans across regulatory themes.

We care about our profession and seek ways to improve it so that we can help others succeed”

Our Services are based on the uniqueness and complexity of business models, practices, strategies and compliance risks which we deliver with a collaborative and client-centric approach. Our compliance officers are assigned to clients based on industry and sector ensuring that you receive relevant professional and dedicated support at all times.

  • Subject matter expertise on current and emerging themes (Global panel of SMEs)
  • Risk and outcomes-based compliance monitoring reviews
  • Development of policy frameworks and monitoring plans
  • Implementation support and project management
  • Gap analysis
  • Inspection readiness
  • Development of RBA models and methodologies
  • CDD and EDD remediation
  • Client and supplier due diligence
  • Conceptual designs
  • Assistance with regulatory reporting and complaints management
  • Business risk assessments using our risk assessment tool to help you to revolutionise the way you complete enterprise-wide risk assessments
  • Implementation and conformance of ISO 37001 and 37301

Regulatory themes that we cover

Anti-Money Laundering

Counter Proliferation & Terrorist Financing

Data Privacy

Conduct Risk

Cybercrime

Anti-Bribery and Corruption

Due Diligence

Pension Funds

JSE Compliance

FAIS CAT I, II and III Compliance Services

VASPs & MSB Compliance

General Compliance

“An outsourced compliance officer can be an independent voice, and useful. “I can see that as being a valuable way to get an objective approach from someone whose futures and fortunes are not tied exclusively to that firm … and can afford to be forceful when there’s an issue that person sees.”

– SEC Commissioner Hester Peirce”

Choose from one of our monthly retainers below or customize your own package by clicking on  “Prepare my Quote” 

Start Up Compliance Package

  • Compile a regulatory universe
  • Engage with Regulators, where needed
  • Develop monitoring plans for each core legislation.
  • Develop a policy and compliance framework
  • Assist with identifying controls and mapping it back to a monitoring plan
  • Develop operating standards
  • Design and facilitate general awareness training for each core legislation
  • Develop eLearning and explainer videos
  • Develop a compliance reporting dashboard
  • Conduct a regulatory risk business assessment

Combined Package

  • Develop monitoring plans for core legislation
  • Conduct risk and outcomes-based compliance reviews
  • POPIA compliance
  • FICA compliance
  • FAIS and TCF compliance
  • Cybercrime compliance

AML/CFT Package

  • Develop a risk management compliance program
  • Develop a FICA monitoring plan
  • Conduct a risk and outcomes based compliance review
  • Develop key risk indicators for AML/CFT
  • Develop/review the rules and logic of the AML/CFT risk model
  • Develop the policy framework
  • Implementation of regtech solutions and operational controls

Conduct Risk Package Inc FAIS

  • Navigate Compliance being appointed as external FSCA FAIS compliance officer, in terms of compliance agreement;
  • Attend to FSCA profile changes and queries
  • Legislative and policy monitoring reviews
  • Control adequacy and effectiveness reviews
  • Provide general compliance consulting and advisory services;
  • Develop and manage policy changes
  • Develop and maintain a compliance monitoring plan (facilitated by software)
  • Provide regular compliance updates and hot topic briefing sessions
  • Submitting relevant FSCA compliance reports
  • Provide detailed quarterly/ monthly internal compliance reports;
  • Reporting dashboard (facilitated by software) so that you have a complete view of your regulatory program at all times
  • Training support
  • Compliance officer and rep development programs

Prepare my quotation

Allow our compliance officers to start saving you time and money in your business. Click the link and fill out the form. A member of our team will be in contact with you to discuss your needs and requirements.

 

Looking for Project based or temporary resources to compliment your existing team?

Chat to us about our deployed service offering.